shelf registration

shelf registration
A procedure that allows firms to file one registration statement covering several issues of the same security. SEC Rule 415, adopted in the 1980s, allows a corporation to comply with registration requirements up to two years prior to a public offering of securities. With the registration "on the shelf," the corporation, by simply updating regularly filed annual, quarterly, and related reports to the SEC, can go to the market as conditions become favorable with a minimum of administrative preparation and expense. Bloomberg Financial Dictionary

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shelf registration shelf registration registration

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   The US method of registering new share issues in advance and having the issue documentation prepared so the stock can be issued quickly.

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shelf registration UK US noun [C] STOCK MARKET, FINANCE
an official arrangement with the financial market authorities for a company to offer a group of new shares or bonds over a period, or the number of shares, etc. involved: »

The company withdrew its earlier shelf registration statement with the SEC.

Financial and business terms. 2012.

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Look at other dictionaries:

  • shelf registration — n: a provision of Securities and Exchange Commission regulations governing public offerings that allows corporations to defer sale of some shares after registration until market conditions are more favorable Merriam Webster’s Dictionary of Law.… …   Law dictionary

  • Shelf registration — is an arrangement with the U.S. Securities and Exchange Commission that allows a single registration document to be filed that permits the issuance of multiple securities.Shelf registration is a registration of a new issue which can be prepared… …   Wikipedia

  • Shelf registration — A procedure that allows firms to file one registration statement covering several issues of the same security. The New York Times Financial Glossary * * * shelf registration shelf registration ➔ registration * * *    The US method of registering… …   Financial and business terms

  • Shelf Registration — A regulation that a corporation can evoke to comply with U.S. Securities and Exchange Commission (SEC) registration requirements for a new stock offering up to three years before doing the actual public offering. However, the corporation must… …   Investment dictionary

  • shelf registration — / ʃelf ˌredʒɪstreɪʃ(ə)n/ noun a registration of a corporation with the SEC some time (up to two years is allowed) before it is offered for sale to the public …   Dictionary of banking and finance

  • shelf registration — A procedure whereby a company is permitted to register (with SEC) all the debt and equity securities it plans to sell over the next several years. The company can then sell these securities whenever it chooses (e.g., in the most favorable market) …   Black's law dictionary

  • registration — In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC. Bloomberg Financial Dictionary * * * registration… …   Financial and business terms

  • Shelf — A shelf is a detail of furniture for storing items.It may also refer to:* Shelf (computing), a user interface feature in the NeXTSTEP operating system * Shelf, West Yorkshire, a village in England * Continental shelf, the extended perimeter of a… …   Wikipedia

  • registration of securities — Recording in the official books of the company of the name and address of the holder of each bond or certificate of stock, with the date of its issue, and, in the case of a transfer of stock from one holder to another, the names of both parties… …   Black's law dictionary

  • ПОЛОЧНАЯ РЕГИСТРАЦИЯ — SHELF REGISTRATIONСогласно Инструкции № 415 КОМИССИИ ПО ЦЕННЫМ БУМАГАМ И БИРЖАМ, принятой 24 февраля 1982 г., ведущие корпорации имеют право зарегистрировать специальную заявку S 3 на эмиссию акций и/или облигаций на ближайшие два года, что… …   Энциклопедия банковского дела и финансов

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